AI wholesaling for the modern asset manager.
Automate distribution. Eliminate compliance risk. Scale advisor coverage without adding headcount.
The wholesaling model is structurally broken — expensive, thin, and exposed.
The result: inconsistent coverage, missed follow-ups, and compliance exposure on every message leaving the firm.
Every existing tool records the work, hires the work, or blasts the work. None of them do the work.
CRM Platforms
Record what happened. Do nothing about it.
Marketing Automation
Email blasts at scale. Not relationship-level personalization.
More Wholesalers
Scales cost, not output. Same compliance exposure, larger expense line.
Generic AI
No financial-services context. No compliance layer. No workflow.
Six coordinated
AI agents. One
wholesaling workflow.
AssetFlow deploys a fleet of specialized agents that execute the full wholesaling workflow — compliantly, consistently, and at a fraction of the cost of a distribution team.
Meeting Prep
Advisor profile, AUM tier, product fit, and talking points ready before every call.
Follow-Up Drafting
Personalized follow-up drafted and queued for approval within minutes of every meeting.
Territory Priority
Ranks advisor relationships by engagement score, AUM potential, and recency.
Compliant Outbound
Every communication reviewed against SEC Marketing Rule & FINRA guidelines before send.
Relationship Memory
Persistent memory compounds on every interaction. The system gets smarter with every touchpoint.
Market Commentary
Timely, compliance-cleared market insights tied to real economic data, pushed to advisors.
Agents work overnight. Humans approve in the morning.
Agents work overnight
While your team sleeps, agents analyze engagement, pull economic data, and draft the week’s outreach.
Surface in Slack
Monday, a prioritized queue appears — every draft, every action, every recommendation.
Human approves, agent executes
You approve. The system sends, logs, and schedules the next touchpoint. Nothing ships without sign-off.
Intelligence compounds
Every interaction stored. Every response learned from. Accuracy rises with every touchpoint.
Compliance is the foundation. Security is the perimeter.
Every agent operates inside a governance envelope — and every byte stays inside your walls.
Before it sends.
- SEC Marketing Rule (IA-5653) & Staff FAQs indexed in full
- FINRA communications rules & CFR Title 17 Part 275 grounded
- Every outbound message reviewed before delivery
- Real-time rule updates by your CCO — no code deploy
- Human approval gate on every external send
Your data never leaves.
- On-premise hardware inside your facility — your IT perimeter
- Zero attack surface: no public ports, no open SSH, no routable IP
- Device-authenticated VPN for all access
- No cloud, no shared tenancy, no third-party AI training on your data
- Full audit trail, structured for SEC exam prep
A coordinated multi-agent system, purpose-built for distribution.
Not a chatbot. Not a CRM plug-in. An operating layer.
Your Team in Slack
Orchestrator
Specialized Agents
Knowledge & Governance
Your Infrastructure
The same territory coverage, at one-nineteenth the cost.
10 Wholesalers
- Territory coverage1,500–2,000
- Follow-upManual · Missed
- Compliance reviewManual · Slow
- ReportingLagging
- Meeting → follow-upHours to days
- Event → cleared commentaryDays
Platform + Lean Team
- Territory coverageUp to 30,000
- Follow-upAutomated · Every touch
- Compliance reviewReal-time · Built-in
- ReportingLive dashboard
- Meeting → follow-upMinutes
- Event → cleared commentaryHours
Priced on advisor coverage, not headcount.
The window is open. Briefly.
Fee compression is relentless
Active managers face sustained pressure to cut costs. Wholesaling is one of the largest discretionary line items available.
ETF commoditization has changed the game
Product differentiation is harder than ever. Distribution quality is now a primary competitive lever.
RIA consolidation is accelerating
Fewer, larger advisors control more AUM. Missing a top-tier RIA is now a real revenue event.
AI infrastructure is production-ready
Multi-agent orchestration, compliance-aware RAG, and real-time governance are ready today. Not possible two years ago.
Built by people who have sat in every seat of the wholesaling food chain.
John Gulino
Fifteen years in asset management distribution, having sat in every seat of the wholesaling food chain. Founder & CEO of GK3 Capital — a digital marketing agency serving 25+ asset management clients.
David Ward
Twenty-five years scaling service businesses before architecting AssetBoxx. Founder of AgencyBoxx, where the same multi-agent infrastructure runs in production today across agencies and hundreds of clients.
We are not looking for a beta tester. We are looking for a distribution leader.
Someone who wants to define the future of their function, not wait for it.
Year-1 Design Partner pricing
Enterprise tier at $100,000 for year one — 44% off the $180,000 list price.
Direct product input
Your workflow shapes the roadmap. Your compliance requirements become the standard we build to.
Dedicated onboarding
White-glove deployment with hands-on support from both co-founders through full launch.
First-mover advantage
Be the firm that automated distribution before your competitors knew it was possible.